Dataset

kl3m-index-edgar-filings

Public Records & Filings Download 1 source

The kl3m-index-edgar-filings dataset, published by ALEA Institute, is a Parquet-format index of SEC EDGAR filings distributed via the Hub datasets library. It contains roughly 20 million tabular records spanning the 10M–100M size category, with an unstated license.

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Dataset card

What this dataset contains

The dataset is a single tabular index of EDGAR submissions, covering form types, filer identifiers, and filing metadata rather than the underlying filing documents. Each row corresponds to one EDGAR submission and links to the original document location on S3. Tags indicate support for the datasets, dask, polars, and mlcroissant libraries.

Structure and fields

Records include identifiers and names such as kl3m_id, cik, accessionNumber, name, tickers, exchanges, and formerNames, alongside filing metadata like form, core_type, filingDate, reportDate, acceptanceDateTime, items, act, fileNumber, filmNumber, and size. Entity descriptors cover entityType, ownerOrg, ein, sic, sicDescription, category, stateOfIncorporation, fiscalYearEnd, description, website, investorWebsite, and phone, with primaryDocDescription typed as nullable.

How analysts use it

Analysts can filter on form, cik, and filingDate to build time-series panels of SEC submissions or join on tickers and exchanges to map filings to listed issuers. The entity fields such as sicDescription, stateOfIncorporation, and formerNames support universe construction and corporate-event studies, while the S3 path in kl3m_id enables retrieval of the referenced EDGAR documents for further text analysis.

Documentation & references 1
  1. alea-institute/kl3m-index-edgar-filings: listing on Hugging Face

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