Dataset

kl3m-index-edgar-filings-10-q

Public Records & Filings Download 1 source

The kl3m-index-edgar-filings-10-q dataset, published by the ALEA Institute, is a Parquet-formatted index of U.S. Securities and Exchange Commission Form 10-Q filings. It is distributed on the Hugging Face Hub with roughly 495,607 rows in a single 'train' split.

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Dataset card

What this dataset contains

The dataset provides a tabular index to 10-Q quarterly reports filed with the SEC, covering between 100,000 and 1,000,000 records according to its size tag. Each row corresponds to a single filing and links to underlying documents via an S3 path stored in the kl3m_id field. The publisher is the ALEA Institute and the bundle is licensed on terms that are not explicitly stated on the dataset card.

Structure and fields

All fields except size are stored as strings. Identification and filing metadata include kl3m_id, cik, accessionNumber, form, core_type, filingDate, reportDate, acceptanceDateTime, primaryDocDescription, items, act, fileNumber, and filmNumber. Issuer attributes include name, entityType, ownerOrg, ein, description, website, investorWebsite, phone, tickers, exchanges, sic, sicDescription, category, fiscalYearEnd, stateOfIncorporation, and formerNames. A single integer field, size, likely reflects the file size of each filing.

How analysts use it

Because the dataset only indexes 10-Q filings rather than providing their parsed financial line items, its primary use is as a lookup or join table. Analysts can filter by cik, tickers, sic, or filingDate to assemble a universe of quarterly disclosures for a sector or single issuer. It is therefore best treated as a public-records reference for tracking filing frequency, restatements, and entity metadata, with downstream extraction of financial metrics done separately.

Documentation & references 1
  1. alea-institute/kl3m-index-edgar-filings-10-q: listing on Hugging Face

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